企业合规不起诉制度的适用对象

Applicable Cases of the Corporate Compliance Non-prosecution System

2020年是我国企业合规不起诉的元年,企业合规不起诉制度的适用对象在试点中存有争议。合规不起诉是企业犯罪的新型治理方式,企业通过付出代价获得重生。企业合规不起诉制度不仅适用于轻罪还适用于重罪。企业合规不起诉制度应当只针对企业,而非个人。立足于我国的实践情况,企业合规不起诉制度的适用对象呈多元化的发展趋势,从现在的小微企业逐步扩展至大中型企业,从国内企业逐步扩展至大型跨国企业。我国需不断总结企业合规不起诉的本土经验、借鉴域外的实践经验,为世界的企业合规建设贡献中国智慧。

2020 is the first year of China compliance non-prosecution, and there are disputes about the application cases of the compliance non-prosecution system in the pilot. Compliance non-prosecution is a new governance method for corporate crime, and companies can reborn by paying a price. The corporate compliance non-prosecution system applies not only to misdemeanors but also to felonies. The corporate compliance non-prosecution system should only apply to companies, but not to individuals. Based on the practice in China, the applicable cases of the corporate compliance non-prosecution system have shown a diversified development trend, gradually expanding from small and micro enterprises to large and medium-sized enterprises, and from domestic enterprises to large multinational enterprises. China needs to continuously summarize the local experience of corporate compliance non-prosecution, learn from the practical experience of foreign countries, and contribute Chinese wisdom to the construction of corporate compliance in the world.