刑事合规附条件不起诉立法思考和内容构建

Legislative Thinking and Content Construction of Conditional Non-Prosecution in Criminal Compliance

刑事合规是现代企业制度的理念和组成部分,对企业预防刑事法律风险具有积极的保障作用。从国家层面而言,设置刑事合规附条件不起诉制度是对企业合规的积极支持和政策奖励,也是对积极预防刑法观的立法回应,对于推进企业开展刑事合规的制度设计,以及有效缓解单位犯罪惩治主义的不足,都具有显著的正向价值。刑事合规附条件不起诉在我国具有一定的实践经验,在域外也有相对成熟的立法规定,可以为我国刑事立法提供有效的借鉴和支持。从制度设计上看,刑事合规附条件不起诉立法应该聚焦于适用范围、适用对象、考核期限及评价机制等方面。

Criminal compliance is the component of modern enterprise system, which plays a positive role in protecting enterprises from criminal legal risks. From the national level, the establishment of conditional non-prosecution system of criminal compliance is not only a positive support and policy reward for enterprise compliance, but also a legislative response to the concept of positive prevention of criminal law. It has significant positive value for promoting the system design of enterprise criminal compliance and effectively reducing the shortcomings of unit crime punishment. Conditional non-prosecution of criminal compliance has certain practical experience in China, and there are relatively mature legislative provisions outside the region, which can provide effective reference and support for China’s criminal legislation. From the perspective of system design, the legislation of conditional non-prosecution in criminal compliance should focus on the scope of application, object of application, assessment period and evaluation mechanism.