合规视野下民营企业刑事风险防控探析

On the Prevention and Control of Criminal Risks in Private Enterprises from the Perspective of Compliance

刑事合规以刑事法律风险防控为基本内涵,着眼于预防,与当下的优化营商环境、推动民营企业平等发展、改革创新的顶层设计相契合。加强民营企业合规管理有利于维护民营企业权益,保障民营企业持续健康发展。刑事合规所关注的刑事犯罪风险整体上可以概括为内部风险、外部风险及刑事犯罪牵连风险。民营企业刑事合规管理体系应从识别与评估风险、建立制度体系、创建组织架构、完善运行机制入手,着力构建。在此基础上开展有效的合规管理,塑造以合规为核心价值的企业文化。

Criminal compliance,with the prevention and control of criminal legal risks as its basic connotation,focuses on prevention and is in line with the current top-level design of optimizing the business environment and promoting equal development,reform,and innovation of private enterprises.Strengthening the compliance management of private enterprises is conducive to safeguarding their rights and interests and ensuring their sustainable and healthy development.The risks of criminal offence related can be summarized as three aspects:internal risks,external risks,and risk of criminal involvement.The criminal compliance management of private enterprises should be constructed by identifying and evaluating risks,establishing systems and organizations,and improving operational mechanisms.It is necessary to carry out effective compliance management on this basis and shape the corporate culture with compliance as a core value.