赋权职务科技成果共有权行使规则研究

狭义赋权指科研人员通过继受取得方式成为科研科技成果共有人,强调转让与赋权属性,广义赋权还包括单位和科研人员通过事先合同约定,共同原始取得成果所有权的情形。狭义赋权观点下,将科技成果共有权行使拆分为“赋权+转化”两阶层作行使困境分析更为清晰,针对困境破除,建议从规范科技成果共有制与国资监管制度衔接、构建完善“政策宏观、法律规定、实施细则”的多层次共有权行使规则体系,以及完善赋权转让协议、优化单位与科研人员权利义务配置等方面着手。

The narrow sense of empowerment refers to the fact that researchers become co-owners of scientific and technological achievements through subsequent acquisition,emphasizing the attributes of transfer and empowerment.The broad sense of empowerment also includes the situation where units and researchers agree on the common ownership of the original achievements through prior contracts.From the perspective of narrow empowerment,it is more clear to divide the exercise of co-ownership of scientific and technological achievements into two levels of"empowerment+transformation"to analyze the exercise dilemma.In order to solve the dilemma,it is suggested to standardize the connection between the co-ownership system of scientific and technological achievements and the state-owned assets supervision system,construct and improve the multi-level co-ownership exercise rule system of"policy,law and implementation work plan",and improve the empowerment transfer agreement.Optimize the allocation of rights and obligations of units and researchers.