摘要
近年来,境内外市场对期货内幕交易的监管措施及规制都在实践中不断地发展演变。欧美期货市场较为成熟,对于内幕交易的监管理论和执法也走在全球的前列。为了积极有效地防范和应对风险,本文着重研究了欧美期货市场内幕交易监管理论、立法及规制措施,并分析了最新的执法查处案例以及新的特点。与欧美期货市场内幕交易监管规制的比较和借鉴,有助于完善我国期货市场内幕交易的监管。
In recent years,regulation and rules against futures insider trading are developing and evolving with supervision practices in domestic and abroad futures markets.The futures markets in Europe and US are relatively mature.Theories and supervision practices of futures insider trading in Europe and US are at the forefront of the world.In order to take precautions against and reduce risks in futures markets,this research focuses on regulation theory,legislative regulation and measures against futures insider trading in Europe and US markets,and analyzes the latest law enforcement investigation cases and new characters of these cases.The comparison and reference of regulation and rules against futures insider trading in Europe and US markets may help improve regulation against futures insider trading in our domestic markets.
出处
《中国证券期货》
2022年第4期90-96,共7页
Securities & Futures of China
基金
2020年“上海青年金才”项目资助
关键词
期货市场
内幕交易
监管
Futures Market
Insider Trading
Supervision
