香港地区不予承认与执行仲裁裁决案例实证研究

A Practical Research on the Non-recognition and Enforcement of Arbitral Awards in Hong Kong

香港地区法院在不予认可和执行仲裁裁决上严格依照法律规定审慎做出判决,不予执行仲裁裁决的理由主要集中于仲裁协议无效、违反正当程序等理由,对公共政策理由限缩解释。近年来向香港地区法院申请不予执行仲裁裁决的案件数量呈现上升态势,香港地区法院实际不予执行仲裁裁决的案件数量虽然不多,但是其中内地机构作出的裁决占比较大。通过研究香港地区不予执行仲裁裁决的案例,可以探究香港地区法院对于《仲裁条例》中拒绝强制执行仲裁裁决条文的理解,分析其司法审查标准,并为内地裁决得到香港地区法院的认可和执行提高可预测性,促进内地与香港特别行政区之间仲裁裁决的相互承认与执行。

When it comes to refuse the enforcement of arbitral awards,Hong Kong courts make judgments in strict accordance with the ordinance.The reasons for refusing to enforce arbitral awards mainly focus on the grounds of invalidity of arbitration agreements,violation of due process,the interpretation of public policy ground is quite narrow.In recent years,the number of cases applying to Hong Kong courts for non-enforcement of arbitral awards has shown an upward trend.Although the number of cases in which Hong Kong courts have actually refused to enforce arbitral awards is small,the number of awards rendered by the mainland institutions accounts for a relatively large proportion.By studying the cases of non-enforcement of arbitral awards in Hong Kong,we can explore the understanding of Hong Kong courts on the ground of refusing to enforce arbitral awards in accordance with the Arbitration Ordinance,analyze their judicial review standards,improve the predictability of the recognition and enforcement of the mainland awards by Hong Kong courts,and promote the mutual recognition and enforcement of arbitral awards between Hong Kong S.A.R and the mainland.