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知识产权示范城市的设立会影响创新质量吗? 被引量:68

Does the Establishment of Intellectual Property Model Cities Affect Innovation Quality?
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摘要 创新是驱动中国经济结构转型升级的内在动力,在激励创新的众多制度安排中,知识产权保护是关键一环。为加强知识产权制度建设,中国于2012年开始实施"国家知识产权示范城市"政策,并不断扩大示范建设的范围。文章在理论机制分析的基础上,使用2007-2017年中国277个地级及以上城市的数据,结合多时点双重差分模型考察了示范城市的设立对创新质量的影响效应。研究发现:(1)总体上,示范城市的设立显著提升了城市创新质量,并且这一结论在经过一系列稳健性检验后保持不变;(2)异质性检验结果表明,示范城市的设立对高行政等级城市创新质量的提升作用要弱于一般地级市,对高市场化程度城市创新质量的激励效应要强于低市场化程度城市,而设立示范城市的正向效应不存在显著的区位异质性;(3)作用机制甄别结果表明,示范城市的设立对创新质量的提升作用主要通过强化政府战略引领、增加知识产权制度供给与优化创新要素配置予以实现;(4)在使用知识宽度法测算企业专利质量的基础上,进一步使用微观层面数据进行检验后发现,示范城市的设立对企业的发明专利质量具有显著提升作用,而对实用新型专利质量并未呈现显著性。 Innovation is the internal force driving the transformation and upgrading of China’s economic structure.Intellectual property protection is one of the most important institutional arrangements for stimulating innovation.In order to strengthen the construction of the intellectual property system,China began to implement the policy of"National Intellectual Property Model Cities"in 2012,and continued to expand the scope of pilots.Although the research on the relationship between intellectual property protection and regional innovation has a long history,there are still two areas can be improved:First,few studies focus on the impact and mechanism of the construction of"National Intellectual Property Model Cities"on regional innovation.However,the discussion on the relationship between the above two has practical significance for China to accelerate the construction of an innovation-oriented country.Second,while examining the innovation effect of intellectual property protection,most of the existing studies do not distinguish between the quantity of innovation and the quality of innovation.However,the quality of innovation is obviously more representative of substantive innovation capabilities.Therefore,the core problem to be solved in this paper is,as the country’s pioneering area to promote the intellectual property system,can the construction of intellectual property model cities become the source of innovation quality?Based on the theoretical analysis,this paper uses the data of 277 prefecture-level cities in China from2007 to 2017,combined with the difference-in-difference model to examine the effect of the establishment of model cities on innovation quality.It is found that:First,the establishment of model cities significantly improves the quality of urban innovation,and this conclusion remains unchanged after a series of robustness tests.Second,the results of the heterogeneity test show that,for cities with higher administrative levels or higher degrees of marketization,the establishment of model cities has a stronger effect on improving innovation quality,while the positive effect does not have significant regional heterogeneity.Third,the results of the mechanism test show that,the establishment of model cities improves innovation quality mainly by strengthening the strategic guidance of local governments,increasing the supply of intellectual property systems,and optimizing the allocation of innovative elements.Fourth,on the basis of using the knowledge width method to measure the quality of enterprise patents,this paper further uses the micro-level data to test the impact of the establishment of model cities on the innovation quality of listed companies.It is found that the establishment of model cities has a significant effect on the quality of invention patents,but cannot significantly affect the quality of utility model patents.The anticipated contribution of this paper is as follows:First,to our knowledge,this is the first attempt to analyze the impact of the establishment of intellectual property model cities on innovation quality,which provides new perspectives and empirical evidence for the field of innovation effects related to intellectual property protection.Second,on the basis of confirming the effectiveness of intellectual property model city construction,this paper further analyzes the characteristics of urban heterogeneity effects,and deeply explores the mechanism of model city construction on innovation quality,which can provide government departments with practical reference for policy tools.Third,in addition to the regional level,this paper further uses the knowledge width method to measure the patent quality of Chinese listed companies,and confirms that the construction of intellectual property model cities also has the effect of improving the innovation quality at the micro level,which makes the research conclusions of this paper more credible and robust.
作者 纪祥裕 顾乃华 Ji Xiangyu;Gu Naihua(Institute of Industrial Economics,Jinan University,Guangzhou 510632,China)
出处 《财经研究》 CSSCI 北大核心 2021年第5期49-63,共15页 Journal of Finance and Economics
基金 国家社会科学基金重大项目(19ZDA079)
关键词 知识产权保护 知识产权示范城市 创新质量 双重差分 intellectual property protection intellectual property model cities innovation quality difference-in-difference
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