摘要
融资融券业务是一个国家证券市场发展成熟的重要标志之一,推出融资融券业务是我国证券市场国际化的必然要求。我国在券商和客户从事融资融券业务资格条件、融资融券合同的主要内容、融资融券业务风险的法律限定等方面作了规定,但还是存在不完善之处,如客户权益保护、券商"强制平仓"的限定缺乏规定,券商和客户从事融资融券业务资格条件不详不实等。要尽快完善相应的法律制度,考虑制定有关条例,禁止券商恶意融资融券行为,对券商"强制平仓"行为进行规范,重新厘定券商客户融资融券业务准入资格。
Margin trading business is one of the important symbols of a mature stock market in a country.Developing margin trading business is a necessary requirement for Chinese stock market s internationalization.There had some rules about qualifications of secu-rities traders and clients engaged in the margin trading business,main contents of the margin trading business and margin trading business risk control.However,there are some shortages in clients rights and interests protection,restriction of "close out by ...
出处
《行政与法》
2009年第1期74-78,共5页
Administration and Law
关键词
融资融券
券商
客户
法律制度
Margin Trading
Securities trader
client
Legal Institutions