摘要
违规短线交易扰乱市场秩序危害投资者权益,其存在增加市场的不稳定性。那么分析其认定方法和其存在的原由,以及高管辩解理由与惩罚力度变得十分重要。
出处
《中国证券期货》
2012年第12期50-51,共2页
Securities & Futures of China
同被引文献29
-
1Grant J. High-frequency boom time hits slowdown [J]. Financial Times, 2011, (4): 12.
-
2O'Reilly R. High frequency trading: Are our vital capital markets at risk from a rampant from of trading that ignored business fundamentals?[J]. The Analyst, 2012, (3).
-
3Cumming D, Zhan F, Aitken M. High frequency trading and end-of-day price dislocation [Z]. York University, 2012, paper, ssrn. com.
-
4Menkveld A J, et al. Middlemen interaction and its effect market quality [Z]. VU University Amsterdam, 2012, paper, ssrn. com.
-
5Menkveld A J. High frequency trading and the new market makers[J]. Journal of Financial Markets,2013,16(4):712-740.
-
6Zhu N. The local bias of individual investors [Z]. Yale University, 2002. paper, ssrn. com..
-
7Xiong W, Yu J. The Chinese warrants bubble [J]. The American Economic Review, 2011,101 (6) : 2723 -2753.
-
8Grossman S J, Miller M H. Liquidity and market structure[J]. The Journal of Finance, 1988,43 (3), 617-633.
-
9Darolles S, et al. When market illiquidity generates volume[Z]. Universit6 Paris-Dauphine,2011,paper. ssrn. com.
-
10Hasbrouck J, Saar G. Low-latency trading[J].Journal of Financial Markets, 2013, 16 (4): 646 679.
-
1皮海洲.监事频频违规 如何能够“监事”[J].董事会,2007(7):34-35.
-
2王靓.上市公司高管违规买卖所持本公司股份行为探析[J].金融纵横,2015,0(6):95-98.
-
3田书华.刹住上市公司高管违规之风[J].瞭望,2004(31):45-46. 被引量:2
-
4招商证券现三项重大违规[J].证券导刊,2012(21):60-61.
-
5张竹林.构建国有上市公司担保内部控制体系[J].上海金融,2006(8):73-75. 被引量:1
-
6陈雪梅.完善政府对上市公司违规行为监管的分析[J].企业导报,2010(9):36-36.
-
7郭强.从控制环境看我国上市公司内部控制的失效[J].经济师,2008(10):110-111. 被引量:4
-
8吴琳琳.高管违规炒股应从严处罚[J].经济研究参考,2008(42):33-33.
-
9董方军.论归入权的性质[J].当代法学,2002,16(3):78-80. 被引量:12
-
10彼得·林奇的投资哲学(二)[J].科学与财富,2005(2):85-85.