期货市场监管体制研究

A Study on the Supervision and Control System of the Futures Market

期货市场监管体制是现代期货市场不可缺少的基本条件。本文通过对世界最具代表性的三种期货监管体制的评析，剖析了我国现行期货监管体制存在的主要问题，并提出了建立我国期货监管体制的基本思路。文章认为，我国期货市场监管体制应是一种统一型的、集权型的、充分发挥期货市场自律功能的、法律管理与市场调节综合运用的体制。在政府监管机构的设置上，应建立全国唯一的、独立于国家证券委的期货监管机构。在期货业自律组织的设置上。

This essay studies the supervision and control system, which is one of the fundamental conditions indispensable to the modern futures market. By introducing the three most representative futures market supervision and control systems in the world, it analyses the main problems in Chinas futures market supervision and control system, and puts forth proposals for a workable system of the similar kind in China.It is also argued in this essay that Chinas futures market supervision and control system should be a united and centralized one,under which the self discipline function of the market should be fully performed, methods of legal administrative and market adjusment should be used together. In terms of the governmental supervision and control organ, China should set up a single and national one,independent of the national securities committee. And in regard to the self discipline organization, China should set up a united and national one.