金融监管负面清单:涵义、内容与建立路径

Negative List Approach in Financial Regulation:Content and Method

在全面深化改革,发挥"市场在资源配置中起决定性作用"的背景下,金融领域如何通过建立金融监管"负面清单"制度,以厘清市场与金融监管的边界,值得我们深入思考。本文在阐释金融监管负面清单涵义的基础上,分析金融监管负面清单的内容以及建立负面清单的效应,并对中国建立负面清单管理制度的路径提出建议。

This article explores the content and implication of negative list approach in financial regulation. It argues that negative list approach is necessary for China's market-oriented reform in financial areas and discusses the difficulties and key processes in building the regulation system.