摘要
独立董事有利于弥补监事会外部监督的不足,投资银行的特殊性决定了投资银行更需要建立独立董事制度,维护中小股东和客户等利益相关者的利益。对已上市投资银行独董制度执行情况进行分析,有助于研讨投资银行独立董事制度的专门法规,明确独立董事的遴选方式、任职资格与条件、激励与约束机制,加强独立董事的独立性和执业水平等针对性措施,完善投行独立董事制度。
The Independent Director System is helpful to remedy various defects arising from the external supervision of the board of supervisors. The specific characteristic of investment bank definitely requires that the Independent Director System be established so as to maintain the interests of small and medium-sized shareholders, clients, and other parties interested. An analysis of the implementation of the Independent Director System in the listed investment banks will facilitate the research in the relevant special laws and statutes, and make clear the selecting methods of directors, their qualifications and prerequisites, and the corresponding incentive & binding mechanisms, and better this system by enhancing independence and improving their operational abilities.
出处
《金融理论与实践》
北大核心
2004年第7期99-101,共3页
Financial Theory and Practice
关键词
独立董事
投资银行
公司治理
independent director
investment bank
corporate governance