摘要
证券公司治理结构除了包含一般意义上的研究内容外 ,还必须适应证券业的服务性、市场竞争激烈、高风险等特点。现阶段 ,我国券商在公司治理结构问题上的特点较为突出 :所有者不明晰或缺位、存在较为严重的“内部人控制”现象、对经理人员的激励 -约束机制不足、缺乏长期导向的企业文化和高素质的研发队伍等。改善证券公司的治理结构已成为关系券商未来生存和发展的重大课题。
All Chinese securities companies have not long histories.They are developing in a transition period for rebuilding and accelerating development at present. Besides the contents in common sense,a security Company's corporation governance should satisfy to its characteristics as a service company,underintensive market competition, high risks and etc. Nowadays, Chinese securities companies have many problems in their corporation governance, such problems as unclear ovnership,insider control,insufficient stimulus and restrictions to managers and lack of long-term corporate cultures and experienced researchers. So, how to improve securities companies' corporation governance has became a important subject which related to their surrival and development closely.
出处
《财经理论与实践》
CSSCI
北大核心
2004年第5期53-58,共6页
The Theory and Practice of Finance and Economics
关键词
证券公司
治理结构
投资银行业务
内部人控制
企业文化
Corporation Governance Structure
Investment Bank's Business
Insider Control
Corporate Culture