论欧盟金融服务法中的相互认可制度

相互认可制度在欧盟金融一体化的进程中起到了举足轻重的作用。这种以母国控制为手段、以最低协调标准为基础的相互认可制度,为过渡时期的欧盟金融服务市场创造了一个颇具特色的法律框架。本文以欧共体各个指令以及各成员国国内法为载体,对欧盟范围内的相互认可制度的概念、确立运用以及限制进行了系统的剖析。

Mutual recognition plays a critical role in the process of EU integration in the field of financial services. Based on the minimum harmonization and the principle of “Home country control”, combining the means of centralized regulatory control with the decentralized regulatory control, mutual recognition regime creates a distinctively transitional legal framework for the EU in the field of financial services. In this article, the definition, establishment and the application of mutual recognition are systemically introduced through the detailed analyses on a number of EU directives on the financial services as well as on the national law of the EU member states.