日本证券公司的治理

A Study about Company Governance in Japan's Securities Industry

本文分析总结了日本证券公司当前所面临的制度环境和发展竞争格局 ,从公司发展规模、股权结构、内部治理组织结构等多方面出发 ,研究了日本证券公司的内部治理机制 ,并详细分析了当前发展状况下 ,日本政府监管策略的变化和采取的主要监管措施 。

With financial reformation, Japanese securities companies can engage in more business activities and have less requirements to be set up.The paper analyzes the changes accompanying with it in competition situations and governance of securities companies. Then the paper systematically studies the governance mechanism of Japanese securities companies in such new situations,including shareholding structure, capital size, internal governance structure and external governmental regulation.The results in this paper provide good references for the development of securities companies in China.