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加快培育和发展我国大型资信评估机构 被引量:2

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出处 《中国金融》 北大核心 2004年第18期24-25,共2页 China Finance
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  • 1.Adoption of Amendments to Rule 15c3 - 1 and Adoption of Alternative Net Capital Requirement for Certain Brokders and Dealers,Release No.34 - 11497(June 26, 1975)[].Fractals.1975
  • 2.Credit Rating Agency Reform Act of 2006 of US[]..
  • 3SEC.Oversight of Credit Rating Agencies Registered as Nationally Recognized Statistical Rating Organizations. 17 CFR Parts 240 and 249b,Release No34-59342 .
  • 4SEC.Amendments to Rules for Nationally Recognized Statistical Rating Organizations. 17 CFR Parts 240 and 249b,Release No 34-55857 .
  • 5European Union commission.Call for CESR for Technical Advice on Possible Measures concerning Credit Rating Agencies[]..
  • 6CESR’’ s Second Report to the European Commission on the Compliance of Credit Rating Agencies with the Code of Conduct and the Role of Credit Rating Agencies in Structured Finance. CESR/08 - 277 . 2008
  • 7The European Parliament,the Council of the European Union.Proposal for a Directive/Regulation of the European Parliament and of the Council on Credit Rating Agencies. http://europa.eu/rapid/pressReleasesAction.do? reference=IP/08/1224&format= HTML&aged=0&language=EN&guiLanguage=fr . 2008
  • 8DG MARKT Services Document:Tackling the problem of excessive reliance on rating. http://ec.europa.eu/internal_market/consultations/docs/securities_agencies/consultationoverreliance _en.pdf .
  • 9.15U.S.C78c(a)(62)(A)[]..
  • 10.15 U.S.C.78c(a)(62)(B)[]..

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