中国证券公司风险约束机制的建立

The Establishment of Risk Control Mechanism of China's Securities Company

中国证券市场的发展使中国证券公司发展的空间得到了普遍拓展,又使中国证券公司风险约束机制面临着一轮全面而深刻的调整。实践一再表明,控制好证券公司风险是证券公司生存和发展之本。中国证券公司风险凸现了行业危机,急需建立包括环境、制度、风险监控与预警体系在内的中国证券公司风险约束机制,这对防范和化解中国证券公司风险具有重要意义。

The development of China s securities market wholly extends the scale of the development of the securities company, also will fully and profoundly adjust the restraint mechanism of the securities company. Practice proved that better risk controlling is the root for the development of securities company. Therefore, it is emergent to establish the risk control mechanism including environment, institutions, risk monitoring and early warning system, which is vital for preventing and releasing the risk of the securities company.