摘要
伴随着世界经济的发展,中国证券市场迅速发展,并逐步走向健全和规范,这给中国金融业带来新的发展机遇,同时也带来了前所未有的挑战。中国资本市场近年来的深刻变化也为券商的发展带来了重大的挑战,而证券经纪业务又占有证券市场业务的大半江山,而今,券商和投资者在告别暴利时代的终结后,进入了漫长的理性价值投资格局。在讨论了证券经纪业务发展历程、存在问题、新形式下趋势的分析和经纪业务的创新等问题的基础上,着重证券经纪人的发展趋势、形成机制、约束规则、分配佣金模式、风险管理等相关内容进行论述。
With the development of global economic development, securities and capital market have developed rapidly in China and will be perfected and standardized step by step. Meanwhile, it has brought new opportunities as well as unprecedented challenges. In recent years, the capital market has changed a lot and brought great changes. Securities broker business takes up more than half of the security market business. Nowadays, brokers and investors have to say goodbye to their profitable years and adopt lengthy rational investment structure.
