证券公司的风险管理与内部控制

Risk Management and Interior control in the Securities Company

国际、国内风险管理与内部控制的经验教训,不仅要求注意两者的区别与联系,而且要求现阶段的证券公司应建立和完善风险管理与内部控制体系,使两者相互融合,达到企业经营管理的最佳效果,实现企业价值的最大化。

Experience and lessons in risk management and interior control at home and abroad tell us that the securities company should distinguish the difference and link between the two aspects,establish and perfect the system of risk management and interior control,and combine one with the other,so as to achieve the best results in enterprise management and maximize enterprise values.