债券交易的内部控制

Internal controls on bond trading

对银行而言,风险管理并不单指设立一个风险管理部门,而是要设立一个风险控制体系。在这个体系里,各部门分工合作确保风险被控制在可承受的范围之内。在此基础上,该文探讨了债券交易主要风险的控制手段和管理模式。

For banks, risk management is not merely about setting up a risk management department, but also about establishing a risk control system. In such a system, all departments share responsibilities and contribute to management of overall risk within acceptable limits. This paper discusses control measures and management modes for the main risks involved in bond trading.