摘要
20世纪90年代开始,国际证券业规制呈现出一些新特点,包括目标从注重证券业的安全转向注重效率、体制从机构规制转向功能规制、内容上既放松经济性规制又强化审慎性规制等。这些新特点给我国带来重视证券业的内部控制制度及结合中国的客观实际应慎重对待混业经营等启示。
The international securities business structure shows some new characteristic since 1900 s, such as the goal is from paying attention to safely to pay attention to efficiency, the system is turned from organization＇s structure to the function structure, the economic of the content structure is loosened as well as the discretion structure is strengthened, etc. These new characteristics bring to our country some enlightenment; those are, paying attention to the internal control system of the securities business, and treating mixed operation cautiously combining with the reality of Chinese, etc.
关键词
证券业
规制
新特点
启示
securities business
structure
new characteristic
enlightenment
