摘要
本文通过对美国内幕交易执法实践中出现的若干个经典判例的回顾和评论,揭示了美国执法部门在内幕交易执法实践中所依托的理论基础的演进历程,重点探讨了内幕交易归责的财产权分析路径和证券欺诈分析路径之间的紧张和冲突。最后,作者指出中国证券监督部门可以从美国内幕交易执法制度建设方面的诸多经验和教训中汲取可贵的司法经验。
This paper reviews some typical cases of insider trading in the judicial practice in America, revealing the gradual process of the theoretical foundation of American legal enforcement for insidertrading. It focuses on the tensions between the approach of property right and the perspective of securities fraud for insider trading. Finally, the author suggests that Chinese SEC can learn from American judicial practice of insider trading.
出处
《复旦学报（社会科学版）》
CSSCI
北大核心
2006年第1期129-135,共7页
Fudan Journal（Social Sciences）
基金
国家社科基金项目"法与金融学理论的本土化研究"的阶段性成果
项目批准号为04CFX001
关键词
内幕交易
财产权分析
证券欺诈
insider trading
the approach of property right
securities fraud
