个体可转让配额制度经济学研究的文献述评

Literature Review on the Economics Study on the Individual Transferable Quota System

本文在回顾近30年来新古典和新制度经济学者对个体可转让配额制度的理论探索和实证研究成果的基础上指出,从新古典经济学研究的视角看,对个体可转让配额制度在不同部门之间和同一部门不同经济主体之间收入分配效应、该制度与其他渔业资源管理制度的交叉效应的理论研究方面还存在不足;从新制度经济学的视角看,对该制度的研究方法的探索、研究内容的挖掘等方面都处于起步阶段;从对该制度的实证研究的角度看,对其交易成本的实证分析不足是目前研究的一大缺陷,因此应当是进一步研究的方向。

Individual transferable quota（ITQ）system was put forward in 1973,and has been studied by economists from the viewpoints of neo-classic economics,institutional economics and positive economics. Their arguments and results are reviewed in this paper. The main discovery of this paper is that those fields that should be mainly researched from the point of neo-classie economics point are the distributional effects of the ITQ system among different sectors and the interaction effects between ITQ system and other institutions. Institutional economics studies on the ITQ system are just on the stage of beginning and are lagged compared with its neo-classie economics studies. This paper also points out that more positive studies on the transaction costs of ITQ system should also be carried out in the future.