摘要
从合规性监管为主向合规性监管与风险性监管相结合的转变是我国银行监管制度的必然选择。本研究课题通过考察、比较成熟市场经济国家和地区的银行监管当局对商业银行分支机构的风险评级体系以及取得的监管成效,从我国商业银行分支机构面临的“风险”和“内控”两大主题出发,初步探索了我国商业银行分支机构的风险评级体系。
It＇s the necessary choice of the bank regulation of China that changes the supervision method from compliance regulation to the combination of compliance regulation and risk regulation. Through the compare of risk degree of commercial bank branch rated by banking supervision authorities of matured market economy countries, this article search after initially the risk rating system of commercial bank branch of our country from the two subjects of ＂risk＂ and ＂internal control＂.
出处
《南京财经大学学报》
2006年第4期47-52,共6页
Journal of Nanjing University of Finance and Economics
基金
江苏银监局2005年度立项科研课题(200512)
