衍生金融工具风险的分析与控制

Analysis and control for financial derivative products risk

针对国际金融市场衍生金融工具的发展趋向,运用理论与实证分析法、数理统计法分析衍生金融工具交易所产生的各种风险及其特征,提出控制衍生金融风险的措施:宏观上要求政府及相关部门建立公平竞争的市场环境和完善的交易体系,建立健全市场担保制度,从而实现规范管理,以防范和降低风险;微观上要求衍生金融工具的市场主体规范自身行为和交易策略,建立内部风险管理机制,增强交易透明度,强化安全的结算制度以控制衍生金融风险。

Based on the developing trend of derivative financial instruments finance market, the risks of derivative financial instruments are discussed . The measure to be taken from the macroscopic and microscopic is proposed to strengthen the management and supervision of derivative financial instruments through statistical methods. The authors suggest that fair marketing environment and perfect operation system should be established from the point of the government in order to lower the risk of derivative financial instruments. And marketing bodies should standardize activities and operating strategies from the view of the enterprises in order to control the risk of derivative financial instruments.