中国金融控股公司“防火墙”制度的理论分析与构建

Constructing and Analyzing the Theory of Water Wall in Chinese Holding Company

本文从金融控股公司“防火墙”制度的内涵出发,分析了防火墙作为监管机构的制度安排和公司经营的自律需求而产生的原因;在列述了发达国家金融集团“防火墙”制度的主要内容后,结合前人已有的研究成果,对我国金融控股公司“防火墙”制度的构建,从法定防火墙和自律防火墙两个层面提出了设想。

This paper analyzes water wall system as watching machine and the reason of company management demand, from the meaning of water wall of finance holding company, and proposes suggestion to the construction of Chinese water wall of finance holding company, based on original reasearch.