在企业中建立操作风险管理文化——聚焦外汇业务

Driving a culture of operational risk management into the business: Foreign exchange in focus

在操作风险管理方面,最重要的部分是管理层对操作风险流程的承诺,此外,还要建立透明的操作风险管理框架,运用好各种识别和减小风险的工具,如自我评估、事件管理、关键风险指标的跟踪等,同时,保持后台的独立性。

The most important part in operational risk management is the management commitment in the operational risk process. Other crucial elements include： a transparent framework, independent back-off.toe, and good usage of tools for identifying and mitigating dsks such as self-assessments, incident management, and keeping track of key risk indicators.