摘要
证券投资基金领域的资本提供者和资本最终运用者之间的链条相对较长,所面临的代理问题较为严重。因此,应建立一个相对完善的证券投资基金法律制度。目前,应从强化基金管理人对基金持有人的受信义务、加强对基金管理人的监督管理、完善证券投资基金的信息披露制度等方面来改善我国证券投资基金的治理结构。
The linkage between capital supplier and ultimate capital user in securities investment fund field is considerably long and the confronted agent problem is rather serious. Therefore, a relatively perfect legal system of securities investment fund should be set up. At present, such measures should be taken as reinforcing the obligation of credit reception of the fund manager for the fund holders, strengthening supervision and regulation of fund managers, perfecting information disclosure system of securities investment fund, etc. so as to improve the governance structure of securities investment fund.
出处
《河南金融管理干部学院学报》
2007年第3期76-81,共6页
Journal of Henan College of Financial Management Cadres
关键词
证券投资基金
基金管理人
基金持有人
治理结构
受信义务
securities investment fund
fund manager
fund holder
governance structure
obligation of credit reception
