对冲基金已成超级“肇事者” 美国能否收紧监管大网? 被引量：1

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摘要曾是全球金融市场呼风唤雨的超级"造市者",如今却因种种丑闻而更像金融市场的超级"肇事者";如何对急剧膨胀的对冲基金加强监管,SEC再次面临重大挑战。

作者管同伟

出处《中国经济周刊》 2007年第28期44-45,共2页 China Economic Weekly

关键词对冲基金肇事者监管全球金融市场美国 SEC 造市

同被引文献14

1Tamar Frankel. Private Investment Funds: Hedge Funds'Regulation by Size, 39 Rutgers L. J. , 2008, p. 657,p. 661.
2William A. Roach. Hedge Fund Regulation: What Side of the Hedges are you on?, University of Memphis Law Review, Fall, 2009, p. 179.
3Thierry Olivier Desmet. Understanding Hedge Fund Adviser Regulation, 4 Hastings Bus. L. J. 1, 15 (2008) ,pp. 8 - 10, p. 22.
4Registration Under the Advisers Act of Certain Hedge Fund Advisers, 69 Fed. Reg. 72,089 (Dec. 10, 2004). (to be codified at 17 C. F. R. 275 & 279).
5David Schneider, If at First You Dont Succeed: Why the SEC Should Try and Try Again to Regulate Hedge Fund Advisers, 9 J. Bus. & Sec. L.(2009).p. 281.
6Goldstein v. SEC, 451 F. 3d 873,873 (D.C. Cir. 2006).
7Adam R. Bolter, Note, Regulation of Hedge Fund Advisers: A Valid Exercise of Rulemaking Authority or The Promulgation of New Law?, 57 ADMIN. L. REV. (2005),p. 595,p. 601,p.604.
8Anita K. Krug, The Hedge Fund Transparency Act of 2009,http://www. law. berkeley, edu/files/Hedge_FundTransparency_Act_Comments_A. Krug. pdf (最后访问时间:2011年9月2日).
9CCH Attorney- Editor staff, Dodd- Frank Wall Street Reform and Consumer Protection Act Law, Explanation and Analysis, Wolters Kluwer, 2010, p. 184.
10Wulf A. Kaal, Hedge Fund Regulation Via Basell Ⅲ, Vanderbilt Journal of Transnational Law, 2011.3 ,p. 417.

中国经济周刊

2007年第28期

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