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我国发展对冲基金的法律研究 被引量:1

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摘要 我国发展对冲基金既有可能性,又有必然性.滞后的立法只会使原本可以正常发挥的市场,因缺乏法律的扶持而失去发展的有利时机.因此,必须对对冲基金的监管进行前瞻性的立法,宏现上必须确立科学的监管体制、合理安排对冲基金监管的立法体系、明确对冲基金监管立法的原则、确立对境外对冲基金的防御对策,并积极参与对冲基金的国际监管合作;微观上应该在解决有关对冲基金监管的难点问题的前提下,从对冲基金的成立、运作、信息披露、退出机制,以及法律责任体系等方面设计明确的法律规范,确立对冲基金监管立法的具体内容.
作者 李勋
机构地区 深圳大学法学院
出处 《上海政法学院学报(法治论丛)》 2007年第4期56-62,共7页 Journal of Shanghai University of Political Science & Law(The Rule of Law Forum)
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参考文献6

  • 1Louis Loss.Fundamentals of Securities Regulation[]..1983
  • 2Francois-Serge Lhabitant.Tax doubts take shine off German hedge fund law[].International Financial Law Review.2004
  • 3Marcial L Macharg.Waking Up to Hedge Funds:Is U S.Regulation Taking a New Direction?[].working paper series No of Institute for Law and Finance.2003
  • 4David L Ratner.Securities Regulation[]..1998
  • 5Rory B O‘Halloran.An Overview and Analysis of Recent Interest in Increased Hedge Fund Regulation[].Tulane Law Review.2004
  • 6Simon Firth,Alix Prentice.Legal and regulatory protections for hedge fund investors[].Journal of Financial Regulation and Compliance.2002

同被引文献24

  • 1Ibid.
  • 2Willa E.Gibson.Is Hedge Fund Regulation Necessary?,2000(02).
  • 3Troy A.Paredes."On the Decision to Regulate Hedge Funds:TheSEC’’s Regulatory Philosophy,Style,and Mission,"UIllLRev,2006.
  • 4Robert C.Illig.What Hedge Funds Can Teach Corporate America:A Roadmap For Achieving Institutional InvestorOversightAmULRev,2007.
  • 5David Schneider.If at First You Don’’t Succeed:Why the SEC Should Try and Try Again to Regulate Hedge Fund AdvisersJBus&SecL,2009.
  • 6Dustin G.Hall."The elephant in the room;Dangers of Hedge Funds in our Financial Markets"Florida Law Review,2008.
  • 717 C F.R.§ 230 501 (a).
  • 8Lewis Matthew."Trans-Atlantic Dilemma;A Comparative Review of American and British Hedge Fund Regulation"Emory International Law Review,2008.
  • 9"The Law and Economics of Hedge Fund".
  • 10Company Act§18 (c) (debt restriction for closed-end investment companies),§ 18 (f) (debt restriction for open-end investment companies).

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