金融控股公司的内部交易及其风险防范

Inside-dealing and Risk Prevention of Finance-holding Company

本文对引起金融控股公司内部风险传递的内部交易以及防范内部交易风险的防火墙制度进行了比较分析,在对美国银行控股公司RFI/C(D)评级体系中对存款类子公司影响因素评估体系进行研究的基础上,提出要通过对金融控股公司内部交易的风险评估,确定防火墙"级别,"从而保证防火墙设立的科学有效,并对我国金融控股公司内部交易风险评级进行初步探讨。

This paper compared the inside-dealing which bring inside-risk transfer of finance holding company and the fireproofing-wall system which can keep away inside-dealing risk. Based on the research of evaluating system about influence factor of depositing subsidiary company in evaluating system of American bank holding company RFI/C （D）, put forward that we should confirm the rate of fireproofing-wall, by risk-evaluating of inside-dealing in finance holding company, thereby pledge that the establishment of fireproofing-wall is scientific and availability, and researched the inside-dealing risk evaluation of finance holding company in China.