论上市公司担保行为法律规制的完善

On the Perfection of the Legal Regulations of the Behavior of the Public Company Security

纵观我国各部门法及相关司法解释和行政规章等方面关于上市公司担保行为的法律规制,其本意都是为了维护广大中小股东和担保权人的权益,保证交易安全。但是,由于立法技术不够成熟、司法实践经验不够丰富,加之缺乏相关措施配合,实践中的效果不尽如人意。为此,提出完善对上市公司担保行为规制的四点建议:一是对上市公司担保设定合理的限制条件;二是把握好股东权益保护和债权安全保护的平衡点;三是完善董事的善管义务;四是采取必要的反担保措施。

Taking an overview of our country＇s legal regulations of public company security, the various laws and the related judicial interpretations and administrative rules are intended to protect the interests and rights of small shareholders and guaran- tors and ensure the safety of transactions. However, the effect of the practice is unsatisfactory due to the immaturity of legislation technology, the inexperience of judicial practice, and the lack of cooperation of related measures. This author puts forward the following four advices to perfect the legal regulations of public company security, firstly, enacting the reasonable limitation on public company security; secondly, balancing the protection of shareholder＇s interests and rights and the safety protection of creditor＇s rights; thirdly, perfecting the director＇s duty of care and diligence;fourthly, take necessary counter-security measures.