浅议债券交易类帐户考核指标体系的设立

Building a system of evaluation indexes for bond-trading accounts

该文认为目前国内金融机构债券交易类帐户设置的考核指标体系普遍存在不全面或者不合理的问题;外资金融机构债券交易类帐户的考核方法虽然有值得借鉴的地方,但仍需要结合我国的实际情况辩证地吸收,才能制定出适合国情而又合理有效的考核方法。最后文章针对不同类型、不同考核要求的金融机构分别提出相应可行的考核办法。

This paper holds that almost all of the evaluation index systems for bond-trading accounts fail to make a comprehensive or reasonable assessment of these accounts. Also, the author highlights the strength of the evaluation methods for bond-trading accounts in foreignfunded financial institutions. However, in learning from foreign experience, the author believes that reasonable and effective evaluation measures that suit China must be made in line with the real situation in the country. Finally, the article presents feasible and specific measures that meet different evaluation demands of various types of financial institutions.