摘要
对于我国证券公司资产管理业务问题,要分不同阶段具体对待;对于2001年11月之前发生的资产管理业务,我们要根据维护政府公信力、尊重既成事实、促进我国资本市场发展以及保护投资者权益的原则来处理;为了进一步加强对投资者的保护、促进资本市场的发展,我们应当完善证监会于2003年12月发布的《证券公司客户资产管理业务试行办法》,明确规定投资者与证券公司、证券公司与资金托管人之间关系为信托关系。
Through exploring the history of asset management of securities corporations in our country, the article argues that problems of asset management of securities corporations in different phrases should be dealt with respectively. The article contests that the problems of asset management of securities corporations appeared before November 2001 should be treated according to principles which include maintaining government＇ s public trust,respecting established fact, promoting the development of Chinese capital market and protecting investors. The author suggests that the legal relationship between investors and securities corporations ,the one between securities corporations and fund trustees should be defined as trust.
出处
《河南省政法管理干部学院学报》
2008年第5期178-184,共7页
Journal of Henan Administrative Institute of Politics and Law
关键词
资产管理业务
委托
信托
证券公司
投资者
asset management
principal-agency
trust
securities corporations
investors
