摘要
证券业金融机构被纳入反洗钱监管体系后,如何根据其行业结构和资金交易特点有效地实施反洗钱监管成为当前我国反洗钱工作的一项重要任务。本文在分析我国证券行业架构和交易特点的基础上,对现行证券业反洗钱制度展开剖析,揭示出其中的制度缺陷,并根据国际反洗钱监管经验和我国反洗钱监管实践,提出证券业反洗钱监管制度的政策建议。
Financial institutions in securities industry are now under adapt to the particular industry structure and fund transfer traits in order AML regulation. And it becomes urgent to to carry out effective AML regulation. The article analyzes current AML regulation, points out its deficiency, and gives out relevant suggestions.
出处
《上海金融》
CSSCI
北大核心
2008年第9期38-40,共3页
Shanghai Finance
关键词
反洗钱
证券业
制度
缺陷
Anti-Money Laundering
Securities Industry
System
Deficiency
