期刊文献+

原则导向监管真的失效了吗? 被引量:12

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摘要 次贷危机的发生不应成为否定原则导向监管的理由,相反,更好更科学地利用原则导向监管理念,推动金融创新的风险管理和监管。
作者 廖岷
出处 《中国金融》 CSSCI 北大核心 2008年第21期27-30,共4页 China Finance
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同被引文献67

  • 1林劲松.美次贷危机对我国发展金融衍生产品市场的启示[J].法制与社会,2008(31). 被引量:3
  • 2徐慧娟.英国金融服务管理署监管方式改革及其启示[J].外国经济与管理,2007,29(4):61-64. 被引量:9
  • 3Joanna Gray. Is it time to highlight the limits of risk based financial regulation [ J ]. Capital Markets Law Journal 2009, 4 ( 1 ) : 50 - 62.
  • 4FSA. The Turner Review: A regulatory response to the global banking crisis [ R]. March 2009.
  • 5Julia Black, The development of risk based regulation in financial services : Canada, the UK and Australia [ R ]. ESRC Centre for the Analysis of Risk and Regulation, London School of Economics and Political Science, 2004, London, UK.
  • 6Julia Black, Forms and paradoxes of principles -based regulation[ J]. Capital Markets Law Journal, 2008,3 (4) : 425 - 457.
  • 7FSA Internal Audit Division. The supervision of Northern Rock: a lessons learned review[ R]. March 2008.
  • 8Stuart Bazley. The Financial Service Authority, Risk - Based Regulation, Principles - Based Rules and Accountability [ J ]. Journal of International Banking Law and Regulation, 2008, 23 (8) : 422 - 440.
  • 9Joanna Gray, Jenny Hamilton. Implementing Financial Regulation: Theory and Practice [ M ]. John Wiley, 2006.
  • 10Condon Mary. A Tale of Two Trends : Risk - based and Principles - based Regulation in Comparative Financial Services Regulation[ R]. Paper presented at the annual meeting of the The Law and Society Association, Canada, May 27, 2008.

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