4L. Paul Hsueh & David S. Kidwell, Bond Ratings: Are Two Better Than One? Financial Management, Vol.17, 1988, pp. 46-53.
5Frank Partnoy, The Siskel and Ebert of Financial Markets: Two Thumbs Down for the Credit Rating Agencies, Washington University Law Quarterly, Vol.77, 1999, pp.637-640.
6Francis A. Bottini, Jr., An Examination of the Current Status of Rating Agencies and Proposals for Limited Oversight of Such Agencies, San Diego Law Review, Vol.30, 1993, pp.615-619.
7Roger Stover, Third-Party Certification in New Issues of Corporate Tax-Exempt Bonds: Standby Letter of Credit and Bond Rating Information, Financial Management, Vol.25, 1996, pp.62-63.
8Rule 15c3-1 under the Securities Exchange Act of 1934-Net Capital Requirements for Brokers or Dealers, 40 FR 29799, July 16, 1975.
9Amy K. Rhodes, The Role of The SEC in the Regulation of the Rating Agencies: Well-Placed Reliance or Free-Market Interference? Seton Hall Legislative Journal, Vol.20, 1996, pp.333-344.
10Financial Oversight of Enron: the SEC and Private-Sector Watchdogs, U.S. Securities and Exchange Commission, October 8, 2002.
