浅议持股预警披露义务人认定

Disccusion on the Recognized Standard of the Stock-holding Early Warning Obligors

持股预警披露作为一项前置性制度,对上市公司收购信息披露的规制有着重要作用。本文从对"控制权",持股内容,持股数额确定的理解与认定出发,针对持股预警披露义务人的具体认定,将我国与境外相关立法进行比较,提出具体的完善意见。

As a prepositional system, stock-holding early warning disclosure plays an important role in the rules and regulations of listed company takeover disclosure. The paper analyzes and compares this system at home and abroad by confirming the stock-holding early warning obligors, and it also states some suggestions on improvement of this system. All these are based on the comprehension of “domination”, stock-hold- ing content and determination of stock-holding amount.