摘要
本文将机构投资者视为一种特殊的制度安排,并用新制度经济学的一般原理进行了理论探讨,接着从制度和监管的角度,对现有的证券投资基金监管模式进行了国际比较分析,进而得出建立完善的法律体系是规范机构投资者发展的必要前提等经验启示。
This Paper takes the institutional investors as the special institutional arrangement, and with the basic principle of the NIE, we discuss what the institutional investors is theoretically. Then from the institutional perspective, we analyse the different regulation & supervision modes of the securities investment fund in the international environment and some valuable experiences are finally summarized.
出处
《区域金融研究》
2009年第7期19-22,共4页
Journal of Regional Financial Research
关键词
机构投资者
正式约束
非正式约束
Institutional Investors
Formal Restriction
Informal Restriction