金融衍生品法律监管探究

Explore the Legal Supervision of Financial Derivatives

伴随着经济全球化和金融国际化,金融衍生品迅速发展。但是金融衍生品是一把双刃剑,它既能促进金融市场的发展,为我国所必需,又会带来巨大的风险,需要加以监管。在分析英美国家监管模式的基础上,提出我国监管模式的选择和相应监管制度的完善。

Together with the economic globalization and financial internationalization, financial derivatives instruments develop quiekly. Just like a coin,financial derivatives have advantages and disadvantages. On the one hand,financial derivatives can promote the development of financial markets, so we must develop our financial derivatives markets, on the other hand, financial derivatives bring huge risk and we mast enhance the supervision on financial derivatives markets. On the basis of analyze models of financial derivatives in the United States and Britain, the author proposes our choice of supervision model and the suggestions to improve the systems of supervision on financial derivatives.