期刊文献+

非互助化改造对政府与交易所监管权分配的影响 被引量:1

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摘要 文章采取决策权分配变动的新视角,分析了不同决策权分配模式下的利益冲突和市场监管权分配变动。两类交易所都有盈利性动机,交易所利益最大化的选择是实行不完全监管策略,互助化和非互助化在此方面并没有本质上的差别。政府监管当局和交易所之间监管权分配的原则没有根本上的变化,政府在交易所监管激励不足并且监管的收益大于成本的领域介入。期货交易所非互助化对自律监管的影响和由此导致的政府和交易所之间监管职权的变动并不显著。文章认为监管权分配上,只需要对原有会员之间以及与外部股东之间产生的利益冲突及由此对自律监管的影响予以关注。
作者 刘宁 孙秋鹏
出处 《生产力研究》 CSSCI 北大核心 2009年第17期108-111,共4页 Productivity Research
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参考文献7

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同被引文献27

  • 1何剑平,孙秋鹏,关路祥.从环境角度分析期货交易所非互助化改造的动因[J].南开经济研究,2005(5):80-87. 被引量:4
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