网络时代的资本市场及监管法制之重塑

The Reconstruction of Capital Market Regulation in the Internet Age

互联网技术正日益渗透于资本市场各个环节,并深刻影响着资本市场的结构和运行模式。网络技术与资本市场的高度融合预示着一个资本市场网络时代的到来,这需要我们重新审视已有的监管理念和监管规则,以更加从容的心态加以应对,改变以简单控制为主的监管思路和监管策略,采取积极引导、强化监管的指导思想,在发挥技术革新优势和有效监管之间积极地寻求平衡,以推动我国资本市场的成功转型。

Internet technology is increasingly pervasive in all aspects of capital markets,which will have a profound impact on the operation and structure of capital markets.The high degree of integration of network and capital markets,which herald a new era in capital markets,requires us to re-examine the existing regulatory concepts and regulatory rules,so we should have an more inclusive attitude to deal with it,change the control-oriented regulatory strategy and strike a balance between technical innovation and effective supervision to prompt the successful transition for our capital markets.