我国基金管理公司独立董事制度的研究分析

China's Fund Management Company's Independent Director System in Research and Analysis

2001年中国证监会借鉴他人的做法在基金管理公司的治理结构中引入了独立董事制度。实际情况表明,从形式上看,现有基金管理公司的独立董事制度建设已经符合法律法规的基本要求,但基金管理公司侵害基金份额持有人利益的道德风险问题却时有发生,表明独立董事制度还远未达到制度设计初衷所要达到的效果。笔者试图从现行基金管理公司独立董事的实际情况入手进行分析,进而提出完善这一制度的建议和思考。

In 2001,China Securities Regulatory Commission learn from other people＇s practice in the governance structure of fund management companies to introduce an independent director system.The actual situation shows that,from the formal point of view,the existing fund management company＇s independent director system in the building has met the basic requirements of laws and regulations,but the fund management company against the interests of fund shares held by the moral hazard problem has occurred from time to time,indicating that the independent director system is still far from achieving the original intention of the design of the system to achieve results.This paper attempts from the existing fund management company＇s independent directors to start the actual situation of the analysis,and then put forward a sound proposal and think about the system.