少年司法之社会人格调查报告制度论要

Social Personality Report under Juvenile Justice System

少年司法的特殊性决定了社会人格调查报告制度的重大价值所在。少年司法的社会性的主导价值目标,即教育、保护为主的社会福利性的基本政策理念,决定了社会人格调查报告作为少年案件的基本事实与证据的根本地位,以及其作为少年司法区别于传统普通刑事司法的基本特征和贯穿少年司法始终的必然要求。社会人格调查报告的主要内容应当包括越轨少年的社会成长历程、人格状况等信息,以及据此而进行的专门分析评估。作为少年案件基本事实与证据的社会人格调查报告不应当由控、辩、审或者其他社会福利部门四方中的任何单方来完成,而应当根据诉讼基本原理,由控、辩、审三方合理分工进行,并最终由少年审判机关结合专家的分析报告予以综合判定。社会人格调查报告可以用作少年案件定罪、量刑及个别化处遇和管护矫治等方面的重要决策依据。

The particularity of juvenile justice determines the substantial value of the So- cial Personality Report institution. The society -oriented value objective of juvenile justice, that is, the concept of basic policy of social welfare, taking instruction and protection as the leading factors, determines the fundamental status of SPR as the basic fact and evidence in juvenile cases, the basic characteristics of juvenile justice as different from traditional ordinary criminal justice, as well as its inevitable need throughout the processes of juvenile justice. The main contents of SPR should include information about the delinquent＇ s experience of social development, personality conditions and so on, as well as specialized analysis and evaluation made on the basis of informa- tion mentioned above. As the basic fact and evidence in juvenile cases, the SPR should not be prepared by any single party of the prosecution, the defense, the judicial or social welfare agency ; instead, it should be prepared by the three parties concerned through reasonable division of work in accordance to basic principles of procedural law. Ultimately, taking into consideration experts＇ analytical report, a comprehensive decision shall be rendered by juvenile court. The SPR may be used as an important basis for juvenile case decisions regarding the adjudication, sentencing, indi- vidualized handling of cases and supervision or treatment of juvenile delinquents.