香港对股指期货市场实施监管和风险控制的经验及其启示

Experience and Inspiration of Implementation Supervision and Risk Control about Hong Kong to Stock Index Futures

经过多年的酝酿和准备,股指期货终于将在中国内地的资本市场登台亮相。这无论对国内广大投资者还是政府监管部门,都是一个新生事物。如何通过有效监管,以确保其健康发展,将是监管部门近期面临的艰巨任务。本文通过考察香港政府对股指期货的监管和风险控制,提出了一些可供内地借鉴的经验及启示。

After years of deliberation and preparation,stock index futures finally in China＇s capital market debut. This is new for both investors and government. It＇s very difficult to supervise the market,that to ensure their healthy development. This paper investigates how the Hong Kong Government＇s to manage their stock index futures,and maybe something we can learn form that.