开放式基金代理销售中的法律问题分析

Analysis on the Legal Problems in the Agent Sales of Open-end Funds

在银行与基金管理人之间以及银行与投资者之间是委托、代理关系而非行纪关系;银行在基金代理销售中应按照基金管理人的指示进行法律行为并及时向其报告;同时,银行在代理销售中也应注意避免可能承担的一些连带责任。

It is relationship of commission agent between the bank and the fund managers as well as between banks and investors,but not broker relationship;bank fund sales agents should act in accordance with the instructions of fund managers and timely report the legal acts to them;at the same time,banks in the agent sales should also pay attention to avoiding a number of several joint liabilities.