“股仓”捕“鼠”

"Stock Market" punished illegal activities

老鼠仓，泛指金融从业人员利用职务或地位，从事任何与委托人利益相冲突的证券交易的行为，如内幕交易、利用信息不对称提前布局、先于客户或单位资金提前买入等。

On April 1st,2009,the 'Fund Management Companies' Investment Management Staff Guidance,' issued by the CSRC began to implement,The 'Guidance' shows the constraints to related personnel who provides for the direct sale of stocks,and also requires fund companies to strengthen the management of many types of communication tools,including the fixed-line in fund companies should be recorded; should be kept the investment management staff's mobile phones,PDAs and other mobile communication tools during the trading time; for the past two years prevailing MSN,QQ and other kinds of real-time communication tools and e-mail,should be monitored and kept the traces during the full implementation,and recording,instant messaging,email and other information should be kept for five years. Most fund companies currently have installed video surveillance,and also require the fund manager to turn over the mobile phone during the stock market trading hours; At the same time,during the stock trading,the fund manager only has the decisionmaking power,there is no operating authority.On November 15,2009,the Commission Vice Chairman Liu Xinhua attended the '2009 Beijing International Financial Forum,' said the Commission will further strengthen the listed companies,securities companies,fund companies and other market players in the regular supervision