知识产权证券化中知识产权资产转让的法律问题探析

Research on the Legal Issues of Intellectual Property Assets Transfer in Intellectual Property Securitization

知识产权证券化提升了知识资本与金融资本的融合效率,推动了科技进步。在知识产权证券化中,资产转让的方式通常有债务更新、让与、从属参与、信托四种。知识产权资产转让后,为了判断资产所有权是否真实地发生转移,必须引入一个重要概念——"真实销售",以防范知识产权证券化下所涉及的发起人违约破产风险。目前,知识产权资产的可转让性规定需进一步明晰,对未来债权的转让应做出明确规定,我国资产转让的通知制度也有待突破。

Intellectual property securitization promotes knowledge capital and financial capital effective integration, thus promoting the technology and social progress. There are four ways to transfer assets： debt update, transfer, subordinate to participate in, trust. After transfer the assets, in order to determine whether it is true to transfer ownership of assets, it must be introduced an important concept -- ＂true sale＂ to prevent intellectual property securitization involved of the bankruptcy risk. At present, intellectual property assets transfer of provision need to further clarify, transfer of future creditor＇s rights should be made clearly, our notification system of transfer of assets also remain to be exceeded.