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宏观审慎监管的边界及其实现 被引量:3

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摘要 危机前的金融监管体系并未低估宏观目标的重要性,但在监管实践中,监管者过分强调基于单个金融机构安全性的微观审慎监管,忽视了金融机构行为的系统性内涵及由此引发的系统性风险。对宏观审慎监管的再度重视是对传统监管宗旨的回归或落实;它与微观审慎监管并非截然对立,而且其实现有赖于微观监管措施的完善。其中,以资本要求为核心的监管工具仍是达成宏观目标的重要手段。
作者 王刚 李虹
出处 《新金融》 北大核心 2010年第11期17-21,共5页 New Finance
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共引文献15

同被引文献42

  • 1成家军.宏观审慎监管:概念、特点与政策框架[J].内蒙古金融研究,2009(7):8-12. 被引量:18
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  • 3中国香港特别行政区立法会资料摘要,选定地方对销售零售结构性金融产品的规管,[EB/OL]http://www.1egco.gov.hk/yx08—09/chinese/see/library/0809in06-c.pdf.
  • 4UNITED STATES DEPARTMENT OF THE TREASURY, CONSUMER FINANCIAL PROTECTION AGENCY ACT OF 2009 (2009) , [ EB/OL] http: //www. financialstability, gov/docs/CFPA-Act, pdf.
  • 5CFPA Act, supra note2, at 1032.
  • 6欧盟将设新机构加强金融监管[N].联合早报,2010-09-04.
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  • 8CFPAAct, supranote2, at §§ 1041 (a) (1) - (a) (2).
  • 9Joshua D. Wright & Todd J. Zywicki, Three Problematic Truths About the Consumer Financial Protection Agency Act of 2009, [ EB/OL] ht-tp: //papers. ssm. com/sol3/papers, cfm? abstract_ id = 1474006~.
  • 10Adam J. Levitin , The Consumer Financial Protection Agency, [ EB/OL] http: //ssm. eom/abstract = 14470820.

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