证券市场监管研究

Research on the Supervision and Control of Security Market

证券市场监管是指证券管理机关对证券的募集、发行、交易等行为以及证券投资中介机构的行为进行监督与管理,达到保护投资者利益的目的。证券交易所是进行证券交易的最重要的市场,因而各国都对证券交易所实行严格的管理。上市公司信息披露制度是证券交易所监管的一个重要方面,而临时公告的披露又是上市公司信息披露的一个重要方面。从上市公司临时公告披露的角度出发,研究了我国证券市场监管中存在的一些问题,并提出相应的解决措施,给我国证券市场监管体制的健全和完善提供一些参考。

The supervision and control of security market means the supervision and control of all the stock behaviors such as collecting,issuing,and dealing,etc.and the behaviors of security intermediate agencies for the purpose of protecting the interests of investors.The stock exchange is the most important market of security behavior,so all countries give it much attention.The information disclosure system is an important aspect of the supervision and control of stock exchange,temporary report is an important aspect of information disclosure of listed companies.Starting from the temporary reports,this paper researches some problems existing in the supervision and control of security market in China,and puts forward some corresponding solutions for providing some references for perfecting the supervision and control system of our country＇s security market.